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Schedule of Investments – As of June 30, 2016

 


         Investment Type
Portfolio CompanyIndustrySenior
Secured Debt
Unsecured DebtPreferred
Equity
Common
Equity
Control
Specialty Finance
SSLP +
SSLP II
AccentCare, Inc.Aerospace & Defense
Achaogen, Inc.Pharmaceuticals
Aegis Toxicology Sciences CorporationHealth Care Providers & Services
AgaMatrix, Inc.Health Care Equipment & Supplies
AirXpanders, IncHealth Care Equipment & Supplies
Alegeus Technologies Holdings Corp.Health Care Technology
AleraInsurance
Amerilife Group, LLCInsurance
Argo Turboserve Corporation & Argo Tech, LLCAir Freight & Logistics
Ark Real Estate Partners LP and II LPDiversified Real Estate Activities
Asurion, LLCInsurance
aTyr Pharma Inc.Pharmaceuticals
AviatorCap SII, LLC I and LLC IIAerospace & Defense
Axcella Health, Inc.Pharmaceuticals
B. RileyResearch & Consulting Services
Bishop Lifting Products, Inc.Trading Companies & Distributors
Breathe Technologies, Inc.Health Care Technology
CardioDx, Inc.Health Care Equipment & Supplies
Cardiva Medical, Inc.Health Care Equipment & Supplies
CAS Medical Systems, IncHealth Care Equipment & Supplies
Cerapedics, IncHealth Care Equipment & Supplies
Cianna Medical, IncHealth Care Equipment & Supplies
CIBT Holdings, IncProfessional Services
Clinical Ink, IncHealth Care Technology
Conventus Orthopaedics, IncHealth Care Equipment & Supplies
Crystal Capital Financial Holdings LLCDiversified Financial Services
Datapipe, Inc.IT Services
Delphinus Medical Technologies, IncHealth Care Equipment & Supplies
Direct Buy Inc.Multiline Retail
DISA Holdings Acquisition Subsidiary Corp.Professional Services
Easyfinancial Services Inc.Consumer Finance
Emerging Markets Communications, LLCWireless Telecommunication Services
Entegrion, IncHealth Care Equipment & Supplies
Falmouth Group Holdings Corp. (AMPAC)Chemicals
Global Tel*Link CorporationCommunications Equipment
Greystone Select Holdings LLC and Greystone & Co., Inc.Thrifts & Mortgage Finance
Hyland Software, Inc.Software
IHS Intermediate, Inc.Health Care Providers & Services
Inmar Acquisition Sub, Inc.Professional Services
K2 Pure Solutions NoCal, L.P.Chemicals
KORE Wireless Group, Inc.Wireless Telecommunication Services
Lumeris Solutions Company, LLCHealth Care Technology
Mitralign, IncHealth Care Equipment & Supplies
Nabsys 2.0 LLCLife Sciences Tools & Services
OraMetrix, IncHealth Care Technology
PathGroupHealth Care Providers & Services
Pet Holdings ULC & Pet Supermarket, Inc.Specialty Retail
PhyMed Management LLCHealth Care Providers & Services
Polycom, Inc.Communications Equipment
PQ Bypass, IncHealth Care Equipment & Supplies
Professional Physical TherapyHealth Care Facilities
PSKW, LLC & PDR, LLCHealth Care Providers & Services
Rapid Micro Biosystems, Inc.Life Sciences Tools & Services
RevSpringBusiness Services
Rug Doctor LLC and RD Holdco Inc.Diversified Consumer Services
Salient Partners, L.P.Asset Management
Scynexis, Inc.Pharmaceuticals
Senior Secured Unitranche Loan Program II LLC (SSLP 2)Asset Management
Senior Secured Unitranche Loan Program LLC (SSLP)Asset Management
SentreHEART, Inc.Health Care Equipment & Supplies
SOAGG LLC (fka SODO & SOCAY)Aerospace & Defense
SOINT, LLCAerospace & Defense
Southern Auto Finance CompanyConsumer Finance
Sunesis Pharmaceuticals, Inc.Pharmaceuticals
TierPoint, LLCIT Services
TMK Hawk Parent, Corp. (TriMark)Trading Companies & Distributors
TouchTunes Interactive Networks, Inc.Media
Trevi Thereapeutics, Inc.Pharmaceuticals
U.S. Anesthesia Partners, Inc.Health Care Providers & Services
Vapotherm, Inc.Health Care Equipment & Supplies
Varilease Finance, Inc.Multi-Sector Holdings
VetCor Professional Practices LLCHealth Care Facilities